This arises from a discussion over on
liviapenn's journal and continued on
alixtii's. In the interests of full disclosure, I shall reveal that it is based on a theory from cognitive psychology called Prototype Theory, which argues that most categories are non-essentialist (ie. there is not a list of necessary and sufficient characteristics that will separate all and only members of the category from everything else in the world). Categories have fuzzy boundaries (ie. it’s not clear where some things stop being members of the category and start becoming something else) and are organised around “best examples” (known as prototypes, hence the name of the theory). The basic idea is thus that central members of a category exhibit a set of characteristics that everyone agrees are typical for a member of that category (so birds, for instance, have feathers, fly, sing, lay eggs, and are small enough to fit in your hand), whereas less central category members lack some of these characteristics (penguins and emus don’t fly, emus and turkeys don’t fit in the palm of your hand, ducks don’t sing – but they’re all still birds). In fact, less central members may have no characteristics in common with each other at all, but will still share some characteristics with prototypical members. Prototype theory arises from Wittgenstein’s theory of categorisation as a matter of “family resemblances” as alluded to by
alixtii, in which members of a family as a whole have physical features in common, but individual members of the family may not. So Uncle Fred has blue eyes, blond hair and pigeon toes; I have pigeon toes and red hair and green eyes, and my sister has red hair, green eyes and perfect feet. She shares no single identifying characteristic with Uncle Fred, but both of them share characteristics with me, and within the family as a whole both red and blond hair, green and blue eyes, and pigeon toes are common, but the distribution within individuals differs). One of the linguistic tests for whether something is a central category member or more of a marginal member is how far it is substitutable for the superordinate term. Thus in the sentence “Twenty or so birds twitter on the telegraph poles outside my window every morning” the words “robins, thrushes, sparrows” can be substitued for “birds”, but “duck, turkey, eagle, penguin” can’t (or at least not without causing surprise). And so it is with fanfic. I would argue that there is a list of prototypical characteristics that central members of the category “fanfic” display, such that everyone would recognise them as fanfic. And I suspect the “conceptual analysis” discussion is more about people proposing central characteristics than saying this particular characteristic alone is sufficient and necessary to define fanfic. So what might these central characteristics be? I propose the following list, which is emphatically not given in order of significance ( and always bearing in mind that less central examples of “fanfic” may exhibit no more than one of these characteristics):
1. It is not written for publication
2. It is derivative
3. It is about a media product
4. It is a written text
5. It explores emotional/sexual relationships in greater depth than in the original source
6. It hits a kink
7. It utilises certain tropes (hurt/comfort, cavefic, aliens made us do it, soulmates)
8. It utilises certain stylistic features (this one is bound to be controversial, but it’s not difficult to come up with a list of classic fanfic stylistic features, such as the use of epithets, which explains why it’s possible to say that The Da Vinci Code “reads like fanfic”)
9. It is written by fans for other fans (if it is drawerfic, the imaginary readership is still fans of the source and not general readers)
10. It is character-centric
If we look at the outliers, we see that R&G [ETA: Rosencrantz and Guildenstern Are Dead]is a derivative written text about a media product while anthropomorfics are not written for publication and utilise certain recognisably fanifccish tropes (actually, it would be possible to argue that anthropomorfics are pastiches of fanfic in general, or that their source text is fanfic as a whole, but I digress). Note that there is an overlap with things like fanvids, which brush the very edges of the category (they’re not written, but they have a number of other characteristics in common with fanfic), which leads us into the theoretical waters of semantics. The salience of the central characteristics is affected by what other categories you are contrasting things with – “written” becomes most salient when contrasting fanvids with fanfic, “not for publication” when considering media tie-ins, “by fans for fans” when considering R&G. In fact, as
sallymn pointed out, any film or TV (or radio) adaptation is derivative and therefore doesn’t contrast with fanfic on this dimension; and the same is true of a remake of a film or a TV series. If “derivative” is taken as the sole defining criterion of fanfic, then all these things have to be included; only by considering other typical features of fanfic can we consider the ways in which such things are not like fanfic.
April 14 2007, 12:45:18 UTC 5 years ago
I would definitely include visual fanworks like icons, manips, and vids in the fanfic category. I'd say that the salient characteristic of a fanwork is not that it is derivative, but that it is not authorized by and *not subject to the control of* TPTB--whether Euripides CAN'T sue you or Universal Studios could but almost certainly won't.
Oh, if only The DaVinci Code were as well-written as fanfic! But I think that its sins are remembered in the orisons of 30s pulps, not fanfic.
April 14 2007, 13:40:22 UTC 5 years ago
The idea of 'derivative' gets to be tangled too - let us be honest, much genre fiction (especially stuff like romance, 'high' fantasy, westerns, war etc) is very derivative; the fact that the characters and 'worlds' are given 'original' overcoats of paint notwithstanding.
And then there's historical fiction. And then there's the roman a clef, where the names are new but the 'cast' is fairly clearcut: the difference between it and RPF is extremely... muddy...
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April 14 2007, 13:41:36 UTC 5 years ago
Aw c'mon, doesn't this remind you of a million fanfics you've read?
"Renowned curator Jacques Sauniere staggered through the vaulted archway of the museum's Grand Gallery. He lunged for the nearest painting he could see, a Caravaggio. Grabbing the gilded frame, the seventy six year old man heaved the masterpiece toward himself until it tore from the wall and Sauniere collpased backward in a heap beneath the rubble."
Just do a cut and paste job:
"Renowned UNCLE agent Napoleon Solo staggered through the vaulted archway of the museum's Grand Gallery. He lunged for the nearest painting he could see, a Caravaggio. Grabbing the gilded frame, the brunet agent heaved the masterpiece toward himself until it tore from the wall and Solo collapsed backward in a heap beneath the rubble."
See? DIY fanfic!
You know, I was expecting your sentence "this gave me a warm, fuzzy feeling because law often invokes things like "20-factor tests" to determine, e.g., if a person is an employee" to end "if a person is a person".
April 15 2007, 00:45:32 UTC 5 years ago
Additionally, I would say that of the above points 1-10, 5-8 do not apply to vids. And frankly I think of vids as more transformative that derivative when it comes to the visual material. The audio, of coure, is just flat-out use, with some editing for length.
And, from elsewhere:
In a way, a songfic is just a low-tech vid. If I could, I would certainly film my stories
1. Filming a story isn't the same as making a vid. For one thing, vids are almost entirely limited to canonical source footage.
2. Just because some kinds of fic really want to be a vid, does not imply that some vids want to be fic, or that there are significant similarities between most vids and fic. AU vids exist, but they are rare and not representative of vidding in general.
Vids are more like meta than they are like fic.
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April 14 2007, 13:12:08 UTC 5 years ago
Can I tentatively add another to the list:
11. It is published in short story or serial chapter form.
I always feel the manner in which fanfic is presented and hence read is a significant part of what makes it fanfic. And whilst there are novel form fanfics, they are very, very rare.
What is R&G? (I promise I have been good and tried to google it, but my fu is weak.)
April 14 2007, 13:34:00 UTC 5 years ago
Because I seem to be the first one to reply, I'll say that R&G is Tom Stoppard's "Rosencrantz and Guildenstern Are Dead."
April 14 2007, 13:47:27 UTC 5 years ago
And I love prototype theory too :-) It makes so much sense, and it accounts for all sorts of weird little cognitive phenomena, like people thinking that if robins and ducks both live on an island, robins are more likely to pass on a disease to ducks than ducks to robins. Apply that sort of thinking to groups of people und voila, you've got an account of how stereotypes tick.
Are most novel-length fanfics in zines? I have to admit, I've never come across one, so you may have a point here (although I'd be inclined to think of length as one of those things that can vary within the "family", so just like some fanfic is slash and some is het and some is gen, so some is very very short and some is longer and a few examples are even novel length).
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April 14 2007, 13:32:56 UTC 5 years ago
R&G can be fanfic just not very good fanfic (script format, no sex, poor characterization).
On the other hand your bird example reminds me that biologists, being more interested in evolutionary relationships than linguistic ones, use a slightly different rational for bird classification than Wittgenstein. Turkeys, thrushes and ptarmigans are classified as birds rather than for example mammals because they share more *derived* characteristics with penguins, partridges and plovers than with bats, badgers or bandicoots. A derived characteristic is one not shared with an “outgroup” ie something that’s definitely not a bird. I rather like your point about the importance of the comparator group in deciding which traits to call central as the same applies here, if you were to choose fruitflies as your outgroup then wings could not be considered a derived characteristic.
People classifying fanfic may be less obsessed with its historical origins than paleontologists so I don’t know how applicable a cladistics of stories would be (and I suspect it might throw up a slightly different set of subclasses than are commonly used). I have wondered if people who like to classify fanfic in terms of community might find such an approach useful.
April 14 2007, 14:01:05 UTC 5 years ago
So I think you're really on to something there!
April 14 2007, 14:02:34 UTC 5 years ago
April 14 2007, 15:08:54 UTC 5 years ago
I'm sure genre often functions de facto as a kind of reading guide. I also find them helpful for getting into the right mind-set for "coping" with a story - if I know something's a tragedy I can brace myself for the ending.
April 16 2007, 16:02:31 UTC 5 years ago
Still some feature of the approach might be relevant, the importance of choosing your outgroup and ignoring or at least giving less weight to features which are shared by all organisms/narratives. If all fiction is derivative that’s no help at all in defining fanfiction, like wings in the bird example. But in practise what any phylogenist worth their salt would do would be to realise that bat and insect wings though functionally equivalent to those of birds are structurally not so much. And if you look carefully it’s possible to detect vestiges of bird-like wings in penguins and emus. All fiction may be derivative but only fanfiction makes a virtue of it and even the most AU PWP has vestigial derivativeness lurking in its crevices and influences?
Prototype theory does make a lot of sense in terms of how we learn words, or at least how I naively assume we do, child sees Alsatian, parent says dog, child sees poodle, parent says dog, child smells Labrador parent says dog etc. Is that the origin of it? I suppose, however, that people are asking both “What is fanfiction?” and “Is this fanfiction?” which are slightly different questions.
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April 16 2007, 02:48:31 UTC 5 years ago
April 14 2007, 13:58:19 UTC 5 years ago
I'm wondering if we need a 5a if you're defining fanfiction rather than slash as "It explores aspects of the source text universe in greater detail" because there are case studies and adventure type stories and original character in universe stories that qualify likewise.
I'm a bit uncertain as well about your "no more than one characteristic" but then I do want to see a definition that does exclude published derivative Literature...
April 14 2007, 14:11:44 UTC 5 years ago
And if we're looking at language as use, then people in fandom do call published derivative literature fanfiction, as a fact about the way the community uses language.
And across the spectrum of genres, I think fanfiction is more likely to focus on relationships, even as it can explore other aspects in greater detail as well.
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April 14 2007, 14:12:31 UTC 5 years ago
You're absolutely right about 5a. The list is obviously rather subjective - this sort of thing needs to be tested by exposure to other minds - and is very much influenced by my own experience of fanfic, which is as something hugely character-driven.
As for the "no more than one characteristic", I'm not certain of what you're uncertain about? Do you think category members should share more than one characteristic? The trouble with fuzziness is that once you admit it exists, it does force you to recognise that the borders are complex places, and published derivative fic does sometimes have an awful lot in common with fanfic, even though it's quite clearly (by virtue of being written for publication) not a good example of fanfic. But it can be a good example of the kind of things fanfic does.
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April 14 2007, 14:10:05 UTC 5 years ago
But there is also a very common motivation to "fix it" and/or be subversive, in which case the fantext deliberately departs from the source (e.g., Post Gauda Prime fics or stories with a pairing other than the canon couple that the writer doesn't like)--although if the intent is political, the writer may not be quite as free of prejudice as ze would like.
And, in addition to fanfics that relate to the source text in one way or another, there are fanfics that relate to other fanfics--as sequels (authorized or otherwise!), or as fix-its.
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